Share Your Research, Maximize Your Social Impacts
Main Menu
Searching By
PARTNERS
2019 - Preparing for a BSA/OFAC Regulatory Examination
Date2019-03-12
Deadline2019-03-12
VenuePalo Alto, USA - United States 
KeywordsBSA regulatory requirements; OFAC regulatory examination; Bank secrecy act; BSA audit
Topics/Call fo Papers
The "rule book" of various regulators
Putting your plan in place before receiving the regulator’s call
Organizing your team: BSA/OFAC compliance staff, business staff with AML responsibilities, senior executives, agents
Consolidating information on your organization’s BSA and sanctions risks
Organizing all relevant information relating to the BSA/AML and OFAC programs
Preparing your team, including communications protocols
Undergoing the examination
Following up
Putting your plan in place before receiving the regulator’s call
Organizing your team: BSA/OFAC compliance staff, business staff with AML responsibilities, senior executives, agents
Consolidating information on your organization’s BSA and sanctions risks
Organizing all relevant information relating to the BSA/AML and OFAC programs
Preparing your team, including communications protocols
Undergoing the examination
Following up
Other CFPs
Last modified: 2019-01-31 23:58:13