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2019 - The SEC's New Whistleblower Rules: Implications for Your Company's Compliance and Fraud Program

Date2019-02-06

Deadline2019-02-06

VenuePalo Alto, USA - United States USA - United States

KeywordsFraud-related whistleblower; Fraud examination; Whistleblower program

Websitehttps://www.complianceonline.com/sec-new...

Topics/Call fo Papers

Fraud examiners' roles in whistleblowing
Fraud-related whistleblower protections
Qui tam suits and rewards programs
Handling whistleblowers in fraud examinations
Guidance for potential whistleblowers
Recognizing the red flags of retaliation and how to mitigate and avoid retaliation claims
Whistleblower programs
Establishing an effective compliance and training program under the SEC's revised whistleblower program
Evaluating the elements for an effective training program during fraud examination
Key changes to the whistleblower rule

Last modified: 2019-01-05 01:14:13