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2020 - Managing the Alert/Case Clearing Investigation Process - BSA/AML/OFAC Compliance



Venue, USA - United States USA - United States

KeywordsBSA; AML; OFAC


Topics/Call fo Papers

The industry standard for the investigation process.
Alert and case clearing methodology.
The quality control issues that can arise.
The importance of an alert/case management system.
Determining the difference between a false positive and a true positive.
The escalation process – what is practical and proper and at what point you decide to file.
Determining what might be excessive false positives for your institution and how to “fix” that.

Last modified: 2020-04-28 02:11:07