2020 - 2020 Updates to the BSA/OFAC Regulatory Process and How you can Better Prepare for an Examination

The BSA examination process is intended to assess the effectiveness of a financial institution’s BSA compliance program and the institution’s compliance with the regulatory requirements related to the Bank Secrecy Act (BSA). Our upcoming webinar discusses the ways of preparing for a BSA/OFAC regulatory examination by reviewing your previous examination or audit reports, available work-papers related to the examinations, and management’s responses to identified BSA issues.
The webinar covers the following key areas:
• Assigning a point of contact and gathering the needed information
• Reviewing previous examinations and BSA audits
• Ensuring senior management support to be cooperative with regulators
LEARNING OBJECTIVES
This webinar will target the entire OFAC regulatory examination process and address all areas of a financial institution’s operations from the most basic/fundamental processes to the most advance processes that the institution conducts. As such, this webinar will discuss issues involving employees with a fundamental understanding of the institution’s operations to senior managers and directors of the institution who have advanced knowledge of operations.
WHO WILL BENEFIT
• Directors of the Institution
• Managers of the Institution
• Risk Managers
• BSA Officers
• Compliance Officers
• Audit Staff
• BSA Staff
Speaker Profile:Thomas E Nollner has more than 35 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner.
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http://bit.ly/2Hkfj2v
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