2019 - How To Establish an Effective Chief Compliance Officer's (CCO) or Chief Risk Officer's (CRO) Function - Organization and Responsibilities

Why Do You Need a Chief Compliance Officer or a Chief Risk Officer (CRO)? – Key Drivers
What is the Nature of the CCO/CRO Function? – Traditional vs. Modern View of these functions
What are the Key Functions of a CCO and a CRO? Some differences in the Charter for these two functions
To Whom Should the CCO/CRO Report? – Organizational Structure Options
What Is the Compensation for the CCO?
What Are The Key Factors that Contribute to a Successful CCO or CRO Function?
Excerpts from a Sample Functional Charter
Mistakes to Avoid When Hiring Chief Compliance Officers or Risk Officers
Questions