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2019 - Preparing for a BSA/OFAC Regulatory Examination



VenueOnline Event, USA - United States USA - United States

KeywordsBSA regulatory requirements; OFAC regulatory examination; AML compliance


Topics/Call fo Papers

The "rule book" of various regulators
Putting your plan in place before receiving the regulator’s call
Organizing your team: BSA/OFAC compliance staff, business staff with AML responsibilities, senior executives, agents
Consolidating information on your organization’s BSA and sanctions risks
Organizing all relevant information relating to the BSA/AML and OFAC programs
Preparing your team, including communications protocols
Undergoing the examination
Following up

Last modified: 2019-06-29 10:51:52