2019 - Enforcement Actions and how they can affect your Institution

Current enforcement actions issued by the Office of the Comptroller of the Currency & FinCEN, to include the background of the financial institution involved in the enforcement action
The regulatory history of the institution, the specific issues involved with the enforcement action
The fine imposed by the regulator and law enforcement, and the expectations for the institution to comply with the articles of the enforcement action
Examining recent AML enforcement actions to identify emerging regulatory priorities and trends
Improving your current AML program with practical strategies to prevent violations and penalties
Incorporating common themes from recent cases into your institution’s compliance training