2020 - Preparing for a BSA/OFAC Regulatory Examination
Date2020-08-18
Deadline2020-08-08
VenueOnline event, USA - United States
KeywordsBSA regulatory requirements; BSA regulatory requirements; OFAC regulatory examination
Topics/Call fo Papers
The "rule book" of various regulators
Putting your plan in place before receiving the regulator’s call
Organizing your team: BSA/OFAC compliance staff, business staff with AML responsibilities, senior executives, agents
Consolidating information on your organization’s BSA and sanctions risks
Organizing all relevant information relating to the BSA/AML and OFAC programs
Preparing your team, including communications protocols
Undergoing the examination
Following up
Putting your plan in place before receiving the regulator’s call
Organizing your team: BSA/OFAC compliance staff, business staff with AML responsibilities, senior executives, agents
Consolidating information on your organization’s BSA and sanctions risks
Organizing all relevant information relating to the BSA/AML and OFAC programs
Preparing your team, including communications protocols
Undergoing the examination
Following up
Other CFPs
Last modified: 2020-05-19 20:42:59